What to organize before meeting a financial advisor
First meetings are more useful when the basics are on paper. This guide lists what people commonly bring and the questions they want answered, whichever advisor they speak with.
Documents
Recent statements for each account, your last tax return, equity compensation details, insurance policies, estate documents and a rough monthly budget.
Your questions
What decisions are coming up? What worries you? What would you like to stop handling yourself? Writing these down keeps the meeting focused.
Questions about the advisor
How are they paid? Are they a fiduciary for all advice? What services are included? How do they work with your CPA and attorney? Sam's List profiles show some of these details.
What to gather
- Statements for every account
- Last year's tax return
- Your top three questions
- Advisor's fee structure and services
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Frequently asked questions
Should I share full account details in a first meeting?
Many people share summaries first and full statements once they decide to work together. It is your choice.
Is this financial planning guide advice?
No. Sam's List writes these guides for education. They describe common questions and processes, not advice for your specific situation.
Sam's List is a directory. Listing or paid status does not imply endorsement or ranking.